Our commitment to you
ConvexityShares Trust and ConvexityShares, LLC ("the Funds") are committed to respecting the privacy of personal information you entrust to us in the course of doing business.
The information we collect about you
The Funds collect non-public personal information from various sources. For instance, account applications may include name address and social security number. The Funds receive information from transactions in your accounts, including account balances, and from correspondence between you and the Funds or third parties, such as the Funds' service providers. The Funds use such information provided by you or your representative to process transactions, to respond to inquiries from you, to deliver reports, products, and services, and to fulﬁll legal and regulatory requirements.
How we handle your personal information
The Funds do not disclose any non-public personal information about their customers to anyone unless permitted by law or approved by the customer. The Funds may share information with certain third parties who are not aﬃliated with ConvexityShares to process or service a transaction at your request or as permitted by law. For example, sharing information with non-aﬃliated third parties that maintain or service customer accounts for the Funds is essential. The Funds may also share information with companies that perform administrative or marketing services for the Funds including research ﬁrms. When the Funds enter into such a relationship, such third parties' use of customers' information is restricted and they are prohibited from sharing it or using it for any purposes other than those for which they were hired. The Funds also require service providers to maintain physical, electronic and procedural safeguards that comply with federal standards to guard non-public personal information of customers of the Funds.
How we safeguard your personal information
The Funds maintain physical, electronic, and procedural safeguards to protect your personal information. Within the Funds, access to personal information is restricted to those employees who require access to that information in order to provide products or services to our customers such as processing transactions and handling inquiries. The Funds' employment policies restrict the use of customer information and require that it be held in strict conﬁdence.
The Funds will adhere to the policies and practices described in this notice for both current and former customers of the Funds.
Foreside Fund Services, LLC is the Marketing Agent to the ConvexityShares SPIKES Futures ETFs. Foreside Fund Services is not affiliated with the funds’ advisor or sponsor.
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